At People's Securities, we know your time is valuable and that's why we've made forms available to you online.
If you do not see the form you are looking for give us a call at 1-800-392-3009.
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Form Name
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Form Description
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Customer
Agreement
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Details the conditions & rules under which your account is governed.
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Privacy Notice
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Details our policies designed to protect your privacy.
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Account Transfer Form
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Used to transfer securities from another firm to People's Securities.
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Householding
Form
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Used to have all your non-IRA Retirement accounts mailed together in one envelope.
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Add A Joint Accountholder Form
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Used to add an owner to an existing account.
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Corporate Resolution
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Required to open a brokerage account for corporate business entities.
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Non-Corporate Resolution
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Required to open a brokerage account for non-corporate business entities.
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Investment Club Form
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Required to establish an Investment Club.
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Commission & Fee Schedule
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A list of all applicable service and transaction charges.
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Transfer on Death Beneficiary Form
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Used to name beneficiaries on non-Retirement Accounts.
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Third Party Authorization
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Use this form to assign trading authority to another person for buys & sells. This authorization is
limited to Purchases and Sales of Securities and Options.
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Money Market Order
& Acknowledgement
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Use this form to add a money market account to your existing brokerage account.
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Stock Option Exercise Request and Agreement
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Use this form to exercise your stock options.
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W-8BEN
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Complete this form to certify the foreign status of the beneficial owner for US tax withholding.
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Address Change Request
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Use this form to change your address.
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Sole Ownership Form
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Use this form to notify us that a business entity is a sole ownership/proprietorship.
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Dividend Reinvestment
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Use this form to request that dividends paid on securities be reinvested in those shares.
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Fund Transfer Agreement
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Use this form to establish an automatic transfer of designated funds to a specific People's United Bank
account. Please note that the titles on both the brokerage and bank accounts must match.
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Margin Agreement
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Details the conditions and rules under which your Margin Account is governed in addition to the conditions
and rules outlined in the Customer Agreement.
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Margin Disclosure
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Provides disclosures regarding your Margin Account.
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Option Agreement
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Details the conditions and rules under which your Margin Account is governed in addition to the conditions
and rules outlined in the Customer Agreement.
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Relationship Pricing
Opt-In
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If you have an existing People's Securities account and have a People's United Bank Advantage account or
other retail banking relationship and would like to receive relationship pricing for online trading, complete
this form.
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Please note that new accounts cannot be opened by mail. You will need to visit a People's United Bank or
its Divisions' branch to establish your account.
Investment & Insurance Products:
•Not Insured by FDIC or any Federal Government Agency
•Not a Deposit of or Guaranteed by a Bank or any Bank Affiliate•May Lose Value
Investment products are offered through People’s Securities, Inc., a Broker/Dealer, member of FINRA and SIPC, and a Registered Investment
Advisor. People’s Securities, Inc. is a subsidiary of People’s United Bank.
